Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon J MarinelliRaymond James & Associates, Inc.Northstar Wealth Partners LLC05-27-2016
Bruce Henry DAigleRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$3005-01-2015
Christopher Francis HalotekRaymond James & Associates, Inc.Morgan Stanley$1,00002-23-2018
David Martin MoranRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
David R CrawRaymond James & Associates, Inc.UBS Financial Services Inc.04-29-2016
Derek Frank CiampiniRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Diane Kimberley FisherRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-01-2015
Elana Feldstein MiliantaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-08-2019
Jeffrey Gage HainesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$8802-19-2016
Jeffrey Tyler ZelinRaymond James & Associates, Inc.Janney Montgomery Scott LLC$2506-20-2011
Jennifer Tyler CarrollRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Joel Paul SeldenRaymond James & Associates, Inc.UBS Financial Services Inc.$15004-29-2016
John Albert Cleary JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2020
John Cleary Renee RossiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10806-04-2020
John Joseph McDermott IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-23-2018
John Little Donovan JrRaymond James & Associates, Inc.Morgan Stanley$5002-23-2018
Joshua Edward DunnRaymond James & Associates, Inc.Morgan Stanley02-23-2018
Lauren Ann GotayRaymond James & Associates, Inc.Morgan Stanley02-23-2018
Lawrence ScharfRaymond James & Associates, Inc.UBS Financial Services Inc.$10004-29-2016
Lynn GrossmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10012-02-2016
Martin Joseph CarrollRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Maryjo NicholsRaymond James & Associates, Inc.UBS Financial Services Inc.04-29-2016
Matthew Mckinney GarnettRaymond James & Associates, Inc.UBS Financial Services Inc.06-07-2019
Max J NeedhamRaymond James & Associates, Inc.UBS Financial Services Inc.$2,00005-02-2016
Nancy GoldRaymond James & Associates, Inc.UBS Financial Services Inc.12-20-2016
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.