Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmy Lee AllenRaymond James & Associates, Inc.Aegis Capital Corp.11-28-2016
Gregory David VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-05-2019
Zachary Ryan VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-05-2019
Robert Dale DukateRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$15006-08-2018
Robert Philip RegentRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.04-20-2018
David Irwin KatzRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
Michael Thomas PerinoRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5004-13-2012
Luciano Manuel CuneoRaymond James & Associates, Inc.Arca Capital Investments, Inc.02-12-2014
Amanda Kathleen PilcherRaymond James & Associates, Inc.B. Riley Wealth Management05-21-2013
Kyle Jay ChristiansonRaymond James & Associates, Inc.BMO Harris Financial Advisors, Inc.01-07-2013
Cynthia Jane RichardsRaymond James & Associates, Inc.Broker Dealer Financial Services Corp.12-31-2012
Lloyd William Archibald Jr.Raymond James & Associates, Inc.Camarda Wealth Advisory Group01-08-2018
Justin Paul RomanRaymond James & Associates, Inc.Cantor Fitzgerald & Co.05-27-2011
Sheron Indira HeeraRaymond James & Associates, Inc.Carillon Fund Distributors, Inc.09-11-2015
Craig Pollak FedererRaymond James & Associates, Inc.Carillon Fund Distributors, Inc.09-01-2011
Jared Kenneth KirbyRaymond James & Associates, Inc.Cetera Investment Advisers LLC10-02-2019
Jared Kenneth KirbyRaymond James & Associates, Inc.Cetera Investment Advisers LLC10-01-2019
Richard Wayne PattersonRaymond James & Associates, Inc.Citigroup Global Markets Inc.07-18-2012
Wilson Shaw StudstillRaymond James & Associates, Inc.Citigroup Global Markets Inc.$2504-17-2009
William Isham Cordell Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.$10001-06-2009
Danielle Asako EllisonRaymond James & Associates, Inc.Csfbdirect, Inc.11-22-2010
Camille YorkRaymond James & Associates, Inc.CUNA Brokerage Services, Inc.06-07-2018
Sanjan DhodyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$9,00009-06-2016
John M DelappeRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$28209-06-2016
James Murray CantRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
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Showing 1 to 25 of 302 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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