Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Darrell HaugenRaymond James & Associates, Inc.UBS Financial Services Inc.$15001-23-2009
Steven Andrew CannRaymond James & Associates, Inc.UBS Financial Services Inc.$50001-23-2009
David Mark WaddleRaymond James & Associates, Inc.UBS Financial Services Inc.01-23-2009
Hugh Michael OwensRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15002-13-2009
Mark H. PearceRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-13-2009
Roger Daniel Dunson Sr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-13-2009
Thomas Alva WhitehurstRaymond James & Associates, Inc.Vision Investment Services, Inc.$15003-05-2009
Brian Scott CraneRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-06-2009
Rebecca Anne ByronRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Cynthia Jo GilmoreRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10003-13-2009
Jeremy Jay ChaffinRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10003-13-2009
Kenneth Sidney MiedemaRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10004-17-2009
James William RayRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10004-17-2009
Adam James CampbellRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10004-17-2009
William Jones Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.$10004-17-2009
Ivan G GordonRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10004-17-2009
Wilson Shaw StudstillRaymond James & Associates, Inc.Citigroup Global Markets Inc.$25004-17-2009
Cynthia RodriguezRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-17-2009
Charles Michael FernandezRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-24-2009
Kerry Marie KinsellaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-24-2009
Larry Allen WildesRaymond James & Associates, Inc.UBS Financial Services Inc.$25004-27-2009
Paul Mclellan Alexander Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2009
Martin Lewis WaldmanRaymond James & Associates, Inc.Vision Investment Services, Inc.$10005-01-2009
Patricia Strauss OttersonRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$10007-01-2009
Norman Robert AllisonRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$10007-01-2009
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Showing 1 to 25 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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