Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian J DillmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-09-2013
David Carlo FanciullacciRaymond James & Associates, Inc.International Assets Investment Management, LLC09-11-2013
Konstantinos George BourisRaymond James & Associates, Inc.UBS Financial Services Inc.09-23-2013
David Wayne Rider JrRaymond James & Associates, Inc.Edward Jones10-21-2013
Christopher James WarburtonRaymond James & Associates, Inc.William Blair10-22-2013
Aimee Lee BoggsRaymond James & Associates, Inc.Morgan Stanley11-14-2013
David Michael HuffmanRaymond James & Associates, Inc.Morgan Stanley$10011-14-2013
Nancy Jean GoethelRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-09-2013
Leslie Ray DixRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC01-24-2014
Jeffery Eugene TomaszewskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-28-2014
Gary A RigbyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$28702-28-2014
Fredrick Grantham TribbleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2014
James GouletRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2014
Scott Charles BambachRaymond James & Associates, Inc.Infinex Investments, Inc.03-12-2014
Lisa C Esteves-DixonRaymond James & Associates, Inc.INVEST Financial Corporation$2503-31-2014
John Raymond Ivory JrRaymond James & Associates, Inc.Principal Securities, Inc.$10005-05-2014
Gary George VescioRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-02-2014
Brandon LevineRaymond James & Associates, Inc.UBS Financial Services Inc.07-02-2014
Neil Paul TagarasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2508-01-2014
Joshua A VilardiRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-01-2014
Robert Kennedy TorringtonRaymond James & Associates, Inc.UBS Financial Services Inc.12-12-2014
Robert Charles PesceRaymond James & Associates, Inc.The GMS Group, LLC01-20-2015
James Michael Watts JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2015
Murphy BradshawRaymond James & Associates, Inc.UBS Financial Services Inc.04-06-2015
Theresa Neitzel BensonRaymond James & Associates, Inc.IMST Distributors, LLC04-23-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.