Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Paul TagarasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5008-01-2014
Joshua A. VilardiRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-01-2014
Samuel William SpanosRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2014
David James GunterRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated$5011-20-2014
Gustavo Carlo NazarioRaymond James & Associates, Inc.UBS Financial Services Inc.11-26-2014
Robert Kennedy TorringtonRaymond James & Associates, Inc.UBS Financial Services Inc.12-12-2014
Robert Charles PesceRaymond James & Associates, Inc.The GMS Group, LLC01-20-2015
Louis Robert Spence IIIRaymond James & Associates, Inc.Raymond James Financial Services, Inc.03-06-2015
Kelly Shannon HughesRaymond James & Associates, Inc.Van Eck Securities Corporation03-17-2015
Murphy BradshawRaymond James & Associates, Inc.UBS Financial Services Inc.04-06-2015
Theresa Neitzel BensonRaymond James & Associates, Inc.IMST Distributors, LLC04-23-2015
Don Anthony D'Adesky, Kevin Morris Gourrier, Jose Cabrera, Ryan Christopher Weber, Matthew Cicero, Jose Alexis CabreraRaymond James & Associates, Inc.Morgan Stanley$10005-29-2015
Robert ParettiRaymond James & Associates, Inc.RBC Capital Markets, LLC06-12-2015
Julie S. PressnellRaymond James & Associates, Inc.Morgan Stanley08-24-2015
Gregory Robert MitroRaymond James & Associates, Inc.Raymond James Financial Services, Inc.09-01-2015
Samantha PudtRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2015
Sheron Indira HeeraRaymond James & Associates, Inc.Carillon Fund Distributors, Inc.09-11-2015
Alexander Ray DrexelRaymond James & Associates, Inc.PNC Investments09-16-2015
Kennie Allan TaylorRaymond James & Associates, Inc.Morgan Stanley$2509-18-2015
Christopher Scott FinklerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-30-2015
Tammy Sweet HalprinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1009-30-2015
Patricia Lee DoranRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$10010-09-2015
Glenn William WheelockRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-30-2015
Elliot WeissmarkRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5011-09-2015
Julie Scofield SeveliusRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5012-02-2015
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Showing 151 to 175 of 303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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