Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Charles Lutz Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-27-2009
Thomas Anthony DelahuntRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-24-2009
Tyler Dean DelahuntRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-24-2009
Thomas Tracey ShoupRaymond James & Associates, Inc.Morgan Stanley$10005-11-2012
Cameron White ParkhurstRaymond James & Associates, Inc.YieldQuest Securities, LLC$10002-04-2013
Patrick CarpenterRaymond James & Associates, Inc.YieldQuest Securities, LLC$10002-04-2013
Scott Richard BishopRaymond James & Associates, Inc.Cetera Advisors LLC02-19-2013
Crawford Grandy PeaceRaymond James & Associates, Inc.Morgan Stanley$25003-08-2013
Cynthia Woodsmall JonesRaymond James & Associates, Inc.Morgan Stanley$15005-15-2013
Edward Charles Baldwin Sr.Raymond James & Associates, Inc.J.P. Morgan Securities LLC08-13-2013
Alexandra Rachel LindRaymond James & Associates, Inc.Edward Jones08-28-2013
Jeff Allen DakinRaymond James & Associates, Inc.Morgan Stanley$15009-19-2013
Richard Boyd SwiftRaymond James & Associates, Inc.Morgan Stanley$15009-19-2013
Reid Holmes Davidson Jr.Raymond James & Associates, Inc.Cambridge Investment Research, Inc.09-24-2013
Georgia D WorthingtonRaymond James & Associates, Inc.Allen, Mooney & Barnes Brokerage Services, LLC06-05-2014
James Hamilton WeymouthRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10007-02-2014
Michael Robert WittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-26-2014
Marta L ShenRaymond James & Associates, Inc.Commonwealth Financial Network$50001-30-2015
Abduhl K. MashhoonRaymond James & Associates, Inc.Commonwealth Financial Network$50001-30-2015
George Parker SwiftRaymond James & Associates, Inc.American Capital Partners, LLC$10006-17-2015
William Stephens Lamb Jr.Raymond James & Associates, Inc.Sterne, Agee & Leach, Inc.06-19-2015
Andrew Richard LipseyRaymond James & Associates, Inc.American Funds Distributors, Inc.07-08-2015
Edward Miall Durham VRaymond James & Associates, Inc.Morgan Stanley$20009-16-2015
Jeffrey Glenn TennysonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-20-2015
Thomas Kirtley PhillipsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2015
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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