Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Lynn MaxeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-23-2019
Daniel Lee ReeceRaymond James & Associates, Inc.BMO Harris Financial Advisors, Inc.$1007-18-2019
Margret Helen SchrantRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-20-2019
Sean Walker ConnellyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
John Patrick GallucciRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10008-03-2018
Ilya Igorevich YeverovichRaymond James & Associates, Inc.Leumi Investment Services Inc.07-31-2018
Patrick Joseph ScanlanRaymond James & Associates, Inc.Macquarie Capital (USA) Inc.07-10-2018
Richard Matthew BrendzaRaymond James & Associates, Inc.Morgan Stanley$8304-23-2018
David Michael BrendzaRaymond James & Associates, Inc.Morgan Stanley04-23-2018
John Joseph Postel IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-16-2018
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Mark James SindowskiRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Kenneth Joseph DowRaymond James & Associates, Inc.Morgan Stanley$10011-02-2017
Jack T. BayerRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-31-2017
Julie Elizabeth BjorklundRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-24-2017
Rodric Andrew MackayRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Margaret Ann ComerRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Daniel James BoszhardtRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
James Downing YonkerRaymond James & Associates, Inc.Waddell & Reed$5008-24-2016
Roger Martin VeomeRaymond James & Associates, Inc.Morgan Stanley$10005-31-2016
Alan Alfonso LazzaraRaymond James & Associates, Inc.William Blair04-15-2016
Patrick Brendan O'DonnellRaymond James & Associates, Inc.Oppenheimer & Co. Inc.03-08-2016
Patricia Ann WilsonRaymond James & Associates, Inc.Raymond James Financial Services, Inc.12-01-2015
James Daniel McDermottRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$2510-16-2015
Carrie LindRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated09-11-2015
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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