Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janet Dorothy MoellerRaymond James & Associates, Inc.Morgan Stanley09-16-2020
Daniel Lee ReeceRaymond James & Associates, Inc.BMO Harris Financial Advisors, Inc.07-18-2019
Jennifer Ann LothianRaymond James & Associates, Inc.Mesirow Financial, Inc.05-29-2019
Sean W ConnellyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Ilya YeverovichRaymond James & Associates, Inc.Leumi Investment Services Inc.07-31-2018
Patrick Joseph ScanlanRaymond James & Associates, Inc.Macquarie Capital (USA) Inc.07-10-2018
Peter Michael CherryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-15-2018
Erika Lynn WolekRaymond James & Associates, Inc.UBS Financial Services Inc.05-14-2018
Chad Jeremy DanforthRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-07-2018
David Michael BrendzaRaymond James & Associates, Inc.Morgan Stanley04-23-2018
John Joseph Postel IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-16-2018
Michael William TownsendRaymond James & Associates, Inc.Waddell & Reed01-02-2018
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Mark James SindowskiRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Julie BjorklundRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-24-2017
Victoria Susan HannonRaymond James & Associates, Inc.Edward Jones05-02-2017
Thomas Raymond Morrill JrRaymond James & Associates, Inc.Morgan Stanley05-31-2016
Alan Alfonso LazzaraRaymond James & Associates, Inc.William Blair04-15-2016
Patrick Brendan ODonnellRaymond James & Associates, Inc.Oppenheimer & Co. Inc.03-08-2016
Matthew Andrew GallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-16-2015
Carrie LindRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated09-11-2015
Tonya Ann RasmussenRaymond James & Associates, Inc.William Blair01-16-2015
John Earling Fitch IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-12-2014
Larry Wendell JacksonRaymond James & Associates, Inc.PNC Investments06-02-2014
Benjamin CohenRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-28-2014
Next Page »

Showing 1 to 25 of 71 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.