Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcos MedinaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-11-2019
Michael Matthew MinvielleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Andrew Gerrets NecaiseRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Willis Anthony LovellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18103-11-2019
Sharon A McLeanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.12-20-2018
Chelsea Posey GrissomRaymond James & Associates, Inc.Edward Jones11-28-2018
Frederick Stephen DuncanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-15-2018
Alan Scott MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$6806-15-2018
Forrest Stephen DuncanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-15-2018
Stephen J GreenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Preston Joseph PerezRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Margaret Alsfeld KaulRaymond James & Associates, Inc.FBT Investments, Inc.12-04-2017
Leonard Nelson AlsfeldRaymond James & Associates, Inc.FBT Advisors, Inc.08-14-2017
Christopher Michael MclaughlinRaymond James & Associates, Inc.FBT Advisors, Inc.$5008-07-2017
Leonardo Ferreira De BarrosRaymond James & Associates, Inc.FBT Advisors, Inc.$2508-07-2017
Christopher Shannon MontgomeryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00007-28-2017
Rebecca LaicheRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00007-28-2017
Roger William SullivanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10007-21-2017
Howard Gilford Johnson IiiRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5007-21-2017
William Bowen Mcrae JrRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-21-2017
Kyle William HawthorneRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-21-2017
William Hinton Andrews IiiRaymond James & Associates, Inc.Morgan Stanley07-07-2016
Jason Lee TiserRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-25-2015
Peter Michael SteffensRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-04-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.