Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Scott MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$6806-15-2018
Blake Peter Bergeron Jr.Raymond James & Associates, Inc.LPL Financial LLC11-14-2014
Bryan Kirk BordelonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Charles Howard Clawson IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Charles Philip GuercioRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Christopher Michael McLaughlinRaymond James & Associates, Inc.FBT Investments, Inc.$2508-07-2017
Christopher Todd CrifasiRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Claire Cofer FriedrichsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-22-2013
Claudia Marie BilleaudRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Daniel Richard ChasseeRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
David Paul BroussardRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
David Scott HollierRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Derek Lee DanielsRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Douglas John FargeRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Eric Shane LeblancRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Forrest Stephen DuncanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-15-2018
Frank Joseph Domino Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Frederick Stephen DuncanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-15-2018
Gary Mark SmithRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
George Rolfe MillerRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Greggory Casteix HarrisRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Henry Lastrapes Mayer IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Howard Gilford Johnson IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC$7707-21-2017
James Hibbs Farris Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Jason Lee FontaneRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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