Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Matthew MinvielleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Sharon A. McLeanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Kevin Michael PhillipsRaymond James & Associates, Inc.Securian Financial Services, Inc.12-20-2018
Stephen J. GreenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Margaret A. KaulRaymond James & Associates, Inc.FBT Investments, Inc.12-04-2017
Leonardo Ferreira De BarrosRaymond James & Associates, Inc.FBT Investments, Inc.08-07-2017
Rebecca LaicheRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-28-2017
Kyle William HawthorneRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-21-2017
Jeremy Daniel CantuRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.12-06-2016
William Hinton Andrews IIIRaymond James & Associates, Inc.Morgan Stanley07-07-2016
Jason Lee TiserRaymond James & Associates, Inc.J.P. Morgan Securities LLC09-25-2015
Blake Peter Bergeron Jr.Raymond James & Associates, Inc.LPL Financial LLC11-14-2014
William Michael Mann Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.10-24-2014
Tara Ellen HammackRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2013
Justin T. RangerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-10-2013
Wilmer Jones FreibergRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Gary Mark SmithRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Claudia Marie BilleaudRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Thomas Michael HydeRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
David Paul BroussardRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Thomas Whitmeyer O'BrienRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Jennifer Ward TaylorRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Paul Christian MorganRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
John Lee BowenRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
William Sellers NaltyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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