Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Patrick HurleyRaymond James & Associates, Inc.Morgan Stanley08-09-2017
Kevin Michael DowdRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2017
William Loemker FurberRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Stephen Richard CarrierRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Edward William SheehanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Russell Alfred Bartlett IIIRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Cory Blaine SchauerRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Aaron Charles PisciaRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
David Alan RiceRaymond James & Associates, Inc.RBC Capital Markets, LLC07-29-2016
Graham Francis GoodwinRaymond James & Associates, Inc.Morgan Stanley05-06-2016
Peter Russell AlberdingRaymond James & Associates, Inc.UBS Financial Services Inc.03-19-2014
Howard Stanley FurmanRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-24-2012
Bret Mcclain WoodRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-24-2012
Daniel Jon RabatskyRaymond James & Associates, Inc.Morgan Stanley05-11-2012
Francis Patrick McDonnell IIIRaymond James & Associates, Inc.RBC Capital Markets, LLC08-12-2011
Chris Christopher StaffordRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1009-06-2016
Michael John MartinRaymond James & Associates, Inc.UBS Financial Services Inc.$1009-04-2015
Christopher Michael LussierRaymond James & Associates, Inc.UBS Financial Services Inc.$1009-04-2015
Nancy Malgeri CiampiRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2409-06-2016
Eric Truesdale PhilippiRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2509-06-2016
Joseph Cameron MurphyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2509-06-2016
Stephen James EricksonRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-04-2015
Thomas G WardRaymond James & Associates, Inc.Thomas Weisel Partners LLC$2509-07-2010
Michael Anthony Serafino, Geoffrey William MooreRaymond James & Associates, Inc.UBS Financial Services Inc.$2502-03-2009
Vincent Paul LisankeRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5004-10-2018
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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