Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Mccoy BarberRaymond James & Associates, Inc.Morgan Stanley$92008-31-2018
Phillip Pierre ClosuitRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$57001-04-2018
William Frederick Drew IIIRaymond James & Associates, Inc.Morgan Stanley$50002-15-2019
Malik A SmithRaymond James & Associates, Inc.Morgan Stanley$50007-16-2018
Vincent Paul LisankeRaymond James & Associates, Inc.J.P. Morgan Securities LLC$50004-10-2018
Robert Warren Phinney Jr.Raymond James & Associates, Inc.Morgan Stanley$50002-12-2016
Jonathan Richard CrawleyRaymond James & Associates, Inc.J.P. Morgan Securities LLC$50001-12-2015
Paula Marie WalczykRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-26-2014
George Constantine GouzounisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-13-2013
Mark William TeedRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-14-2012
Paul Frederick ClarkRaymond James & Associates, Inc.UBS Financial Services Inc.$50005-15-2009
Edward William GalvinRaymond James & Associates, Inc.Morgan Stanley$25005-06-2016
Stephen James EricksonRaymond James & Associates, Inc.UBS Financial Services Inc.$25009-04-2015
Thomas G WardRaymond James & Associates, Inc.Thomas Weisel Partners LLC$25009-07-2010
Michael Anthony SerafinoRaymond James & Associates, Inc.UBS Financial Services Inc.$25002-03-2009
Geoffrey William MooreRaymond James & Associates, Inc.UBS Financial Services Inc.$20002-03-2009
Christopher Stephen GalloRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15005-11-2018
Robert Alexander ClaysonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15006-20-2014
Paul Gerard ChiampaRaymond James & Associates, Inc.Morgan Stanley$15011-13-2012
Jamil EyvazzadehRaymond James & Associates, Inc.Morgan Stanley$15005-25-2012
Stephen George SykesRaymond James & Associates, Inc.UBS Financial Services Inc.$15005-15-2009
Charles M BonatakisRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-02-2009
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-11-2019
Marc Barry OrloffRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10005-11-2018
Daniel Daniel LarsenRaymond James & Associates, Inc.Girard Partners Ltd.$10010-25-2017
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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