Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul F. GrambschRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Arun SardanaRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-03-2019
Adam David ProgerRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Reilly LoflinRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
David C. KyteRaymond James & Associates, Inc.J.P. Morgan Securities LLC01-23-2019
Joseph Brian MondellRaymond James & Associates, Inc.T. Rowe Price Investment Services, Inc.$5009-04-2018
Craig Hampton DeckerRaymond James & Associates, Inc.RBC Capital Markets, LLC$5211-04-2016
David Andrew PolischeckRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated04-21-2015
Kevin Patrick DoyleRaymond James & Associates, Inc.Morgan Stanley$10004-15-2013
Scott Kristofer PattersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2507-20-2011
Edward Alexander MyersRaymond James & Associates, Inc.Morgan Stanley06-12-2009
Carol Lynn EmpieRaymond James & Associates, Inc.Morgan Stanley$15006-12-2009
Lisa Marie GoretsasRaymond James & Associates, Inc.Morgan Stanley06-12-2009
Norman Daniel Townsend IIIRaymond James & Associates, Inc.Fidelity Personal And Workplace Advisors$5005-15-2020

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.