Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph PawlakRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-14-2017
Aaron W. HollisterRaymond James & Associates, Inc.Waddell & Reed08-28-2015
Alan Isaac SassonRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC06-22-2012
Alec HagenRaymond James & Associates, Inc.Hantz Financial Services, Inc.06-19-2018
Alfred Glen SickingerRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-12-2015
Allen John KowalskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2010
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Amy Jo GouletRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-10-2018
Angela Dawn WaltonRaymond James & Associates, Inc.Edward Jones$10010-27-2010
Anthony AgostaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-22-2014
Austin Michael FarahRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Betty Jane NapierRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5004-09-2009
Bonnie Kaye Adamczak-BrownRaymond James & Associates, Inc.UBS Financial Services Inc.$5002-26-2010
Bradley Joseph KaminskiRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-24-2017
Brennan Lewis BennettRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC05-25-2012
Brian James LambRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-12-2015
Brian Thomas DoverRaymond James & Associates, Inc.Edward Jones$2506-03-2009
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
Christian Avery AllenRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Christopher John WillererRaymond James & Associates, Inc.Edward Jones$5001-18-2013
Clint Sterling MyersRaymond James & Associates, Inc.Commonwealth Financial Network09-28-2017
Cornelia MaierRaymond James & Associates, Inc.UBS Financial Services Inc.$10003-12-2010
Dale Michael JurekRaymond James & Associates, Inc.Morgan Stanley11-01-2013
David Bruce BurchRaymond James & Associates, Inc.Morgan Stanley$10003-01-2019
David Gerard KuznerRaymond James & Associates, Inc.UBS Financial Services Inc.11-19-2010
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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