Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane R. BrownRaymond James & Associates, Inc.Edward Jones$2505-16-2014
Heather Rene KakabeekeRaymond James & Associates, Inc.Morgan Stanley$5004-16-2014
Lynn Ann DiedrichRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-22-2013
Dale Michael JurekRaymond James & Associates, Inc.Morgan Stanley11-01-2013
Jennifer Anne YoukerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-23-2013
Michael Edward NowakRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-02-2013
Troy Wallace VandenboschRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2504-26-2013
Philip Brent SpoljarickRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$2503-28-2013
Jason Palmer NymarkRaymond James & Associates, Inc.Guardian Investor Services LLC03-18-2013
Christopher John WillererRaymond James & Associates, Inc.Edward Jones$5001-18-2013
Matthew Alan SweglesRaymond James & Associates, Inc.Comerica Securities$5011-01-2012
Patrick Thomas Duerr Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-12-2012
Vonda Rochelle GrantRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2012
Alan Isaac SassonRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC06-22-2012
Mark K SmithRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-01-2012
Brennan Lewis BennettRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC05-25-2012
Richard Anthony O'Connell IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-13-2012
Heidi Anne O'DeaRaymond James & Associates, Inc.Edward Jones01-13-2012
Michelle Ellen ReedRaymond James & Associates, Inc.Edward Jones09-09-2011
David Patrick KellyRaymond James & Associates, Inc.Fifth Third Securities, Inc.03-07-2011
Robert Alexander MartinezRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$5002-18-2011
Susan Gwynn CarlyonRaymond James & Associates, Inc.Morgan Stanley$5002-11-2011
Keith Bruce CarlyonRaymond James & Associates, Inc.Morgan Stanley$5002-11-2011
Jeffrey Scott Vanderweele, Melissa J. StewartRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$10001-11-2011
David Gerard KuznerRaymond James & Associates, Inc.UBS Financial Services Inc.11-19-2010
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Showing 51 to 75 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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