Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Dawn WaltonRaymond James & Associates, Inc.Edward Jones$10010-27-2010
Stephen Timothy FalzoneRaymond James & Associates, Inc.Morgan Stanley$5008-20-2010
William Hyde CleaverRaymond James & Associates, Inc.Cambridge Investment Research, Inc.07-06-2010
Eugene Joseph YorkeRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.05-17-2010
Cornelia MaierRaymond James & Associates, Inc.UBS Financial Services Inc.$10003-12-2010
Frederick Moore MillerRaymond James & Associates, Inc.UBS Financial Services Inc.$7503-12-2010
Allen John KowalskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2010
Randall Scott NordenRaymond James & Associates, Inc.UBS Financial Services Inc.$10002-26-2010
Bonnie Kaye Adamczak-BrownRaymond James & Associates, Inc.UBS Financial Services Inc.$5002-26-2010
Heather Lynnelle MosherRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC01-27-2010
Jill Susan DayRaymond James & Associates, Inc.Morgan Stanley$5010-30-2009
Brian Thomas DoverRaymond James & Associates, Inc.Edward Jones$2506-03-2009
Betty Jane NapierRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5004-09-2009
Steven Richard DangelRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-03-2009
Michael William LaddRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2009
Matthew John ZandiRaymond James & Associates, Inc.UBS Financial Services Inc.$15003-23-2009
Kenneth James SchendenRaymond James & Associates, Inc.UBS Financial Services Inc.$10003-23-2009
Steven Michael PartykaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2009
Lisa Lynn StellaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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