Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Anna Marie McIlwaineRaymond James & Associates, Inc.Edward Jones$5006-15-2020
Paul Michael HulenRaymond James & Associates, Inc.Edward Jones$15003-01-2019
Jamie Lynn HoganRaymond James & Associates, Inc.Evertrade Direct Brokerage, Inc.05-15-2015
Rajnish BhuyanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15002-08-2017
Martin Kyle RuetherRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15002-08-2017
Jill Garvey LohrRaymond James & Associates, Inc.J.P. Morgan Securities LLC$2502-08-2017
Mark Alan CaseltonRaymond James & Associates, Inc.PNC Investments$5005-28-2010
Richard Thomas BartowRaymond James & Associates, Inc.Resources Investment Advisors03-02-2020
Crystal Kay WarrenRaymond James & Associates, Inc.Securian Financial Services, Inc.05-16-2011
Edward Gerard HenrichsRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Bernard Joseph HaselhorstRaymond James & Associates, Inc.UBS Financial Services Inc.$15008-31-2018
Martin E ObermanRaymond James & Associates, Inc.UBS Financial Services Inc.$15008-31-2018
Harold Edward MacfarlandRaymond James & Associates, Inc.UBS Financial Services Inc.$5009-23-2016
Tadd Duane HicksRaymond James & Associates, Inc.UBS Financial Services Inc.$15009-23-2016
Jonathan Morse HeitnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$20005-11-2018
David Warren Mesker JrRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-11-2018
Clark Edward MorrisonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2018
Linda Roe OConnorRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5004-29-2016
Steven David LeskoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-10-2015
Kevin Joseph DavidRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-10-2015
James Henry Pohlman JrRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$20001-16-2015
John Frederich SimpsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15009-19-2014
Martin Erwin Bry IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-29-2014
Robert Allen BoggsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-14-2014
John Michael FaganRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15011-11-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.