Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Michael VinsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-11-2018
Martin Kyle RuetherRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-08-2017
Daniel James HealeyRaymond James & Associates, Inc.Edward Jones03-26-2014
Daun P. BraswellRaymond James & Associates, Inc.Oppenheimer & Co. Inc.03-10-2014
Charles Matthew FaganRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-11-2011
Crystal Kay WarrenRaymond James & Associates, Inc.Securian Financial Services, Inc.05-16-2011
Mark Alan CaseltonRaymond James & Associates, Inc.PNC Investments05-28-2010
James Martin Heinen Sr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Richard Thomas BartowRaymond James & Associates, Inc.Resources Investment Advisors$1003-02-2020
Linda R. O'ConnorRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1004-29-2016
Christopher Keiley CoulterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-01-2009
Jill Garvey LohrRaymond James & Associates, Inc.J.P. Morgan Securities LLC$2502-08-2017
Jamie L. HoganRaymond James & Associates, Inc.Evertrade Direct Brokerage, Inc.$2505-15-2015
Edward Gerard HenrichsRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Bernard Joseph HaselhorstRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Harold Edward MacfarlandRaymond James & Associates, Inc.UBS Financial Services Inc.$5009-23-2016
Martin Erwin Bry Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5008-29-2014
Martin Erwin Bry IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5008-29-2014
Robert Allen BoggsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-14-2014
Jonathan Tanner MuellerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-17-2011
Douglas William CoombsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-04-2009
Joel Paul KichlineRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-01-2009
Martin Erwin ObermanRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-31-2018
Kevin Joseph DavidRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-10-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.