Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Bynum SatterwhiteRaymond James & Associates, Inc.Capital Investment Brokerage, Inc.09-03-2014
John Parker MinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5004-17-2009
Michael Anthony MordentiRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-17-2009
Scott Lee AbeeRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
John Arthur RobinsonRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
Charles Albert CorpeningRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$50009-06-2016
Hardt W. BingRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$50009-06-2016
William Dennie Spry Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.$20009-06-2016
Richard Conrad Spangler IIIRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
John Kemp HollanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Jason David ZaksRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
John Wesley Davis IVRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Francis Lee Bryan IIIRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Kelia Dawn CoffeyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Benjamin Sheppard Willis Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Robbie O'Neil ChandlerRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5009-06-2016
James Gray Galloway Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.$5009-06-2016
Chester Jackson Sheffield Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Philip Lucian ThomasRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Richard Gladstone SimpsonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Francis Lee Bryan IVRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Caroline Maclean SinclairRaymond James & Associates, Inc.Edward Jones12-05-2014
Leah Stewart OgdenRaymond James & Associates, Inc.Kuhn Advisors, Inc.04-11-2011
William F. Litchfield Jr.Raymond James & Associates, Inc.Lincoln Financial Distributors, Inc.01-19-2010
Vic Howie, Paige Passerallo, Dustin LiskRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24009-09-2019
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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