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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony MordentiRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-17-2009
John Parker MinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5004-17-2009
Scott Carmichael WilliamsRaymond James & Associates, Inc.Wells Fargo Securities, LLC04-28-2009
William F. Litchfield Jr.Raymond James & Associates, Inc.Lincoln Financial Distributors, Inc.01-19-2010
Leah Stewart OgdenRaymond James & Associates, Inc.Kuhn Advisors, Inc.04-11-2011
Brianna Christine PerryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-18-2011
William Korlann KrebsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2011
Charles Earl BettsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2011
Richard Josef MischelRaymond James & Associates, Inc.Wells Fargo Securities, LLC05-13-2011
John Weaver YoungRaymond James & Associates, Inc.First Allied Securities, Inc.01-23-2012
Adam S. AldrichRaymond James & Associates, Inc.VALIC Financial Advisors, Inc.$1003-18-2013
Russell Anthony BallewRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-09-2013
Christopher George MitchellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2511-27-2013
Eugene Steven MarxRaymond James & Associates, Inc.UBS Financial Services Inc.$5012-13-2013
Catherine Michelle HunterRaymond James & Associates, Inc.UBS Financial Services Inc.$10012-13-2013
Charles Bynum SatterwhiteRaymond James & Associates, Inc.Capital Investment Brokerage, Inc.09-03-2014
Joseph Wilson WatsonRaymond James & Associates, Inc.Portfolio Brokerage Services, Inc.10-21-2014
Kenyon Lee AllmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5011-14-2014
Samir AlemRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$111-21-2014
Caroline Maclean SinclairRaymond James & Associates, Inc.Edward Jones$5012-05-2014
Marc Adam PreyerRaymond James & Associates, Inc.Park Avenue Securities LLC06-16-2015
Paul David WillsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2015
Thomas Edward Brown Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2015
Scott Lee AbeeRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
John Arthur RobinsonRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
Next Page »

Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.