Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Eugene PayneRaymond James & Associates, Inc.MML Investors Services, LLC07-03-2018
Bradford Skidmore ParsonsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
Chester Jackson Sheffield Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Philip Lucian ThomasRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Richard Gladstone SimpsonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Francis Lee Bryan IVRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
William Bryant Wellons Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2015
Scott Lee AbeeRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
John Arthur RobinsonRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
Paul David WillsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2015
Thomas Edward Brown Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2015
Marc Adam PreyerRaymond James & Associates, Inc.Park Avenue Securities LLC06-16-2015
Caroline Maclean SinclairRaymond James & Associates, Inc.Edward Jones12-05-2014
Joseph Wilson WatsonRaymond James & Associates, Inc.Portfolio Brokerage Services, Inc.10-21-2014
Charles Bynum SatterwhiteRaymond James & Associates, Inc.Capital Investment Brokerage, Inc.09-03-2014
Eugene Steven MarxRaymond James & Associates, Inc.UBS Financial Services Inc.12-13-2013
Catherine Michelle HunterRaymond James & Associates, Inc.UBS Financial Services Inc.12-13-2013
Christopher George MitchellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-27-2013
Priscilla Gilliam LaiteRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Ray Frederick Peck Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
John Lloyd Watson Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
David Benjamin FletcherRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Carrington Eggleston CoulterRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Kathleen Lartigue BryantRaymond James & Associates, Inc.Morgan Keegan & Company, LLC02-13-2013
Angela Earnhardt BarnhartRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Next Page »

Showing 1 to 25 of 62 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.