Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Frank FernandesRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-20-2009
Keith John KaweckiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25005-08-2009
Walter Marion Urban Jr.Raymond James & Associates, Inc.Morgan Stanley$15005-11-2012
Robert David PowellRaymond James & Associates, Inc.Morgan Stanley$50005-11-2012
Christopher Tyler MercerRaymond James & Associates, Inc.Morgan Stanley$50005-11-2012
Klara K LeonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2012
Mark ParkerRaymond James & Associates, Inc.Morgan Stanley$50012-07-2012
Cynthia Lynne ParkerRaymond James & Associates, Inc.Morgan Stanley12-07-2012
Alison Root MeyerRaymond James & Associates, Inc.Morgan Stanley$10006-14-2013
Richard Alan FontanaRaymond James & Associates, Inc.Morgan Stanley$15006-14-2013
Katrina Valerie SamaniegoRaymond James & Associates, Inc.Morgan Stanley10-30-2013
Gregory Patrick KippleRaymond James & Associates, Inc.Saxony Securities, Inc.$10011-22-2013
Jason Matthew PucciRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated$25003-28-2014
Peter Chris MarketosRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$15009-26-2014
Christopher John LeavyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-07-2015
Jacob VakninRaymond James & Associates, Inc.David Lerner Associates, Inc.$10001-14-2016
Barry Paul SarinRaymond James & Associates, Inc.David Lerner Associates, Inc.$50001-14-2016
Michael Lewis SarinRaymond James & Associates, Inc.David Lerner Associates, Inc.01-14-2016
John Mark FleckRaymond James & Associates, Inc.Edward Jones$13910-28-2016
Michael J FranciscoRaymond James & Associates, Inc.Morgan Stanley$10001-27-2017
Todd Leonard ShermanRaymond James & Associates, Inc.Morgan Stanley$25001-27-2017
Donna Marie VickersRaymond James & Associates, Inc.Morgan Stanley$50001-27-2017
Jason Andrew SobinRaymond James & Associates, Inc.Morgan Stanley$50001-27-2017
Denise Ann DonahueRaymond James & Associates, Inc.Morgan Stanley01-27-2017
Brian Patrick BaskinRaymond James & Associates, Inc.Morgan Stanley01-27-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.