Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alison Root MeyerRaymond James & Associates, Inc.Morgan Stanley06-14-2013
Barry Paul SarinRaymond James & Associates, Inc.David Lerner Associates, Inc.$5001-14-2016
Brian Patrick BaskinRaymond James & Associates, Inc.Morgan Stanley01-27-2017
Christopher John LeavyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-07-2015
Christopher Tyler MercerRaymond James & Associates, Inc.Morgan Stanley05-11-2012
Cristina CurialeRaymond James & Associates, Inc.UBS Financial Services Inc.01-03-2020
Cynthia Lynne ParkerRaymond James & Associates, Inc.Morgan Stanley12-07-2012
Daniel Louis KramerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-05-2018
Danielle Marie TakacsRaymond James & Associates, Inc.Morgan Stanley08-10-2018
David Harris ColinRaymond James & Associates, Inc.UBS Financial Services Inc.01-03-2020
David L FrankRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Denise Ann DonahueRaymond James & Associates, Inc.Morgan Stanley01-27-2017
Diana Rita SodanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5004-05-2018
Donna Marie VickersRaymond James & Associates, Inc.Morgan Stanley01-27-2017
Frank Edward McKennaRaymond James & Associates, Inc.Morgan Stanley$15007-02-2019
Gary Ronald RosenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-05-2018
Geoffrey Nicholas CareyRaymond James & Associates, Inc.Ameriprise Financial Services, LLC06-01-2017
Gregory Patrick KippleRaymond James & Associates, Inc.Saxony Securities, Inc.$10011-22-2013
Grigori LvovRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-05-2018
Jacob VakninRaymond James & Associates, Inc.David Lerner Associates, Inc.01-14-2016
Jason Andrew SobinRaymond James & Associates, Inc.Morgan Stanley$5001-27-2017
Jason Matthew PucciRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated$2503-28-2014
Jeffrey Edward BuddRaymond James & Associates, Inc.Fidelity Personal and Workplace Advisors03-25-2019
Jeffrey Gerhard PattersonRaymond James & Associates, Inc.Morgan Stanley03-01-2017
Jessica C. OneillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.