Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diane Lynn MorganRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15003-09-2009
David Bruce CrinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10003-09-2009
Mark Robert FiegerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$2503-20-2009
David Steven Dennerll, James Matthew Hager, Benjamin R. StacyRaymond James & Associates, Inc.Fifth Third Securities, Inc.04-17-2009
Harry S WilliamsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-22-2010
Louis Milton VisionRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-22-2010
George William Gibson IIIRaymond James & Associates, Inc.Morgan Stanley$15007-30-2010
Michael James ShortRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-23-2011
Chase J. HarknessRaymond James & Associates, Inc.Fidelity Brokerage Services LLC02-06-2012
Claus Dieter MeyerRaymond James & Associates, Inc.Edward Jones$5006-14-2012
Scott Howard AltmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-20-2012
Jeffrey B. ReisRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Lee Brian SchierlohRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Michael Brian FinkRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Bradley Roger KastanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-06-2013
James Arthur BowmanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10009-06-2013
Brian Dalton ShepardRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5009-06-2013
Fredric Donald RothermichRaymond James & Associates, Inc.UBS Financial Services Inc.11-11-2013
David Ronald RodrigoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-15-2013
Kenton Kyle GearhartRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2013
Alan Bruce ElovitzRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15001-24-2014
Thomas Auld JewettRaymond James & Associates, Inc.Duncan-Williams, Inc.$5003-28-2014
Nancy Lucille PattersonRaymond James & Associates, Inc.Duncan-Williams, Inc.$1003-28-2014
Patton Alan TeagleRaymond James & Associates, Inc.Duncan-Williams, Inc.03-28-2014
Walter Henry Hauser Jr.Raymond James & Associates, Inc.UBS Financial Services Inc.$15005-02-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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