Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriana Maria Bastos-RandallRaymond James & Associates, Inc.McDonald Partners LLC$2504-09-2018
Alan Bruce ElovitzRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15001-24-2014
Barbara Lin WilsonRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$1001-08-2015
Beverly Kay SchmittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Bradley Roger KastanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-06-2013
Brian D CassinRaymond James & Associates, Inc.Touchstone Securities, Inc.11-27-2017
Brian Dalton ShepardRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5009-06-2013
Chase J. HarknessRaymond James & Associates, Inc.Fidelity Brokerage Services LLC02-06-2012
Claus Dieter MeyerRaymond James & Associates, Inc.Edward Jones$5006-14-2012
David Bruce CrinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10003-09-2009
David Kent HolwadelRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2015
David Ronald RodrigoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-15-2013
David Steven Dennerll, James Matthew Hager, Benjamin R. StacyRaymond James & Associates, Inc.Fifth Third Securities, Inc.04-17-2009
Diane Lynn MorganRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15003-09-2009
Frank DilallaRaymond James & Associates, Inc.Morgan Stanley$10008-25-2017
Fredric Donald RothermichRaymond James & Associates, Inc.UBS Financial Services Inc.11-11-2013
George Preston ElliottRaymond James & Associates, Inc.UBS Financial Services Inc.$7909-15-2016
George William Gibson IIIRaymond James & Associates, Inc.Morgan Stanley$15007-30-2010
Harry S WilliamsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-22-2010
James Arthur BowmanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10009-06-2013
Jeffrey B. ReisRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Jeffrey P. ThompsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2015
John Frederick JohnsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-02-2017
John William ChaviesRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-03-2014
Jonathan HarrisonRaymond James & Associates, Inc.Scottrade, Inc.$2504-27-2018
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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