Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriana Maria Bastos-RandallRaymond James & Associates, Inc.McDonald Partners LLC$2504-09-2018
Alan Bruce ElovitzRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15001-24-2014
Alexandra EichlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-24-2013
Amanda Louise PenitzRaymond James & Associates, Inc.Morgan Stanley$10008-25-2017
Benjamin R. StacyRaymond James & Associates, Inc.Fifth Third Securities, Inc.$15004-17-2009
Beverly Kay SchmittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Bradley Roger KastanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-06-2013
Brian D CassinRaymond James & Associates, Inc.Touchstone Securities, Inc.11-27-2017
Brian Dalton ShepardRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5009-06-2013
Carl Vincent WhitenerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$20001-22-2010
Chase J. HarknessRaymond James & Associates, Inc.Fidelity Brokerage Services LLC02-06-2012
Claus Dieter MeyerRaymond James & Associates, Inc.Edward Jones$5006-14-2012
Coleman Barry GoldsmithRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5005-11-2009
David Bruce CrinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10003-09-2009
David Heald ElliottRaymond James & Associates, Inc.UBS Financial Services Inc.$2509-15-2016
David Kent HolwadelRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-01-2015
David Lockwood HaffnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15006-03-2011
David Ronald RodrigoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10011-15-2013
David Steven DennerllRaymond James & Associates, Inc.Fifth Third Securities, Inc.04-17-2009
Diane Lynn MorganRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15003-09-2009
Dustin Joseph MartinRaymond James & Associates, Inc.Fidelity Personal and Workplace Advisors03-20-2019
Frank DilallaRaymond James & Associates, Inc.Morgan Stanley$10008-25-2017
Fredric Donald RothermichRaymond James & Associates, Inc.UBS Financial Services Inc.11-11-2013
Geoffrey ZieglerRaymond James & Associates, Inc.Edward Jones$15001-09-2020
George Preston ElliottRaymond James & Associates, Inc.UBS Financial Services Inc.$7909-15-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.