Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laurel Ann MarkleyRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-17-2019
Max Zachary PeretzkyRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-17-2019
Leif Eric MahlerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-31-2019
Beverly Kay SchmittRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Michael Lewis DruffnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2019
Dustin Joseph MartinRaymond James & Associates, Inc.Fidelity Personal and Workplace Advisors03-20-2019
Lindsey Anne CrockerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-18-2018
Matthew Joseph OharaRaymond James & Associates, Inc.Waddell & Reed07-17-2018
Jonathan HarrisonRaymond James & Associates, Inc.Scottrade, Inc.04-27-2018
Brian D CassinRaymond James & Associates, Inc.Touchstone Securities, Inc.11-27-2017
Susan Jane OrangeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-11-2017
Mitchell Eric LothesRaymond James & Associates, Inc.UBS Financial Services Inc.09-15-2016
Nora G. GrablovicRaymond James & Associates, Inc.UBS Financial Services Inc.04-29-2016
Nathaniel J. AnthonyRaymond James & Associates, Inc.CUSO Financial Services, L.P.02-19-2016
Michael Alan BentleyRaymond James & Associates, Inc.J.P. Morgan Securities LLC01-15-2016
Michael DavellRaymond James & Associates, Inc.Edward Jones10-30-2015
Jeffrey P. ThompsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2015
Robert Alan AppleRaymond James & Associates, Inc.B. Riley Wealth Management12-05-2014
Stacey Rene MahamRaymond James & Associates, Inc.UBS Financial Services Inc.05-28-2014
Suzette Marie DybiecRaymond James & Associates, Inc.UBS Financial Services Inc.05-02-2014
Patton Alan TeagleRaymond James & Associates, Inc.Duncan-Williams, Inc.03-28-2014
Shadia Georgette HaddadRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2014
Alexandra EichlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-24-2013
Jason Eric GoldbergRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-15-2013
Fredric Donald RothermichRaymond James & Associates, Inc.UBS Financial Services Inc.11-11-2013
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.