Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Stuart ClarkRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-27-2009
Amir ShahpariRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-27-2009
Douglas P ClarkRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10002-27-2009
John Thomas McCafferyRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$1002-27-2009
John Tyler SangstonRaymond James & Associates, Inc.Morgan Stanley & Co. LLC02-27-2009
Margaret Ellen EmersonRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5005-08-2009
Robert Michael Di FalcoRaymond James & Associates, Inc.UBS Financial Services Inc.$5009-25-2009
Hilary Seabrook BlustRaymond James & Associates, Inc.Morgan Stanley$10010-01-2010
Terrence Victor FantRaymond James & Associates, Inc.Boenning & Scattergood, Inc.$5003-18-2011
Thomas A SeilerRaymond James & Associates, Inc.Morgan Stanley$10007-13-2011
Patrick Michael Seiler, Ryan Todd WayneRaymond James & Associates, Inc.Morgan Stanley$15007-15-2011
Philip Thomas MaurerRaymond James & Associates, Inc.Morgan Stanley$5011-22-2012
David Michael KushnerRaymond James & Associates, Inc.Morgan Stanley11-23-2012
Michael Barry SolomonRaymond James & Associates, Inc.MetLife Securities Inc.01-02-2014
Todd Christopher TodorichRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2014
George William KruthRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2014
Robert Mason LewisRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2014
Gennaro Anthony MarsicoRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2014
Joseph D. ThompsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2014
Mark D. O'LearyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2014
Toni Lee OndekRaymond James & Associates, Inc.Morgan Stanley$10003-13-2015
Debra Ann DragichRaymond James & Associates, Inc.Morgan Stanley$10003-13-2015
Christopher WeidlerRaymond James & Associates, Inc.Morgan Stanley09-18-2015
Gregory Robert CastenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-30-2015
Timothy James BreslinRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5012-15-2015
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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