Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Joseph Becker Jr.Raymond James & Associates, Inc.Morgan Stanley & Co. LLC03-27-2009
Dallah Anderson Forrest Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2009
John Marcus HarrisRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-23-2009
Alexander Opoulos IVRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-13-2009
Nicholas C HolmesRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2009
Carolyn Nicholson HashRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-25-2011
Mattison Rhame McCurryRaymond James & Associates, Inc.UBS Financial Services Inc.$5007-28-2011
Matthew David PardieckRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Christopher Lawrence CorleyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Christopher J. BolleRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC07-18-2012
Craigen Scott SchoenRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Anthony Francis PanuccioRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
John Beach FosterRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Michael Lawrence AnthonyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Spencer Jay LynchRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Daniel Bryan ParkerRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Scott Anthony Cracraft Sr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Joseph Jenkins GilchristRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Samuel Jackson Galloway Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Lawson Hugh Ballard Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
David Alan RodenbergRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Brian Reid MarkowitzRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Stephen Darryl CarrollRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Edwin Gabriel WaingartRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Charles Gardner ClausRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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