Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Wyman Howells JrRaymond James & Associates, Inc.Ameriprise Financial Services, LLC07-16-2018
Christine K VuRaymond James & Associates, Inc.Ameriprise Financial Services, LLC10-27-2016
Francis Barry EdickRaymond James & Associates, Inc.B. Riley Wealth Management$7010-11-2013
William Hyde CleaverRaymond James & Associates, Inc.Cambridge Investment Research, Inc.$2507-06-2010
Sky Wayne MorrisRaymond James & Associates, Inc.Charles Schwab & Co., Inc.03-31-2020
Tarah Raeann McKenzieRaymond James & Associates, Inc.Charles Schwab & Co., Inc.10-21-2016
Hector Luis GonzalezRaymond James & Associates, Inc.Citigroup Global Markets Inc.09-02-2020
John P McPhillips JrRaymond James & Associates, Inc.Edward Jones09-28-2020
Zachary William MccownRaymond James & Associates, Inc.Edward Jones07-06-2020
Qlirim DautiRaymond James & Associates, Inc.Edward Jones06-14-2019
Jordan A DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Leah Dawn SchwarzRaymond James & Associates, Inc.Edward Jones09-07-2018
Wallace D WilliamsRaymond James & Associates, Inc.Edward Jones09-09-2016
Brandon Lee ChaseRaymond James & Associates, Inc.Edward Jones$5007-10-2015
Amber Koop SealeRaymond James & Associates, Inc.Edward Jones07-09-2015
Dax A SealeRaymond James & Associates, Inc.Edward Jones$2507-09-2015
Serapio Alberto OliveiraRaymond James & Associates, Inc.First Command Brokerage Services, Inc.04-01-2019
Richard Weston KeenanRaymond James & Associates, Inc.Goldman Sachs Personal Financial Management01-07-2016
Laurence Leo Keough IIIRaymond James & Associates, Inc.Investacorp, Inc.06-11-2014
Harmon Sanders Dickson JrRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15006-15-2016
Autumn Jean LaxRaymond James & Associates, Inc.J.P. Morgan Securities LLC11-06-2013
David Alford Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Jeremy SilvasRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
David Anderson AlfordRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-15-2020
Claudia E TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.