Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
David William FowkesRaymond James & Associates, Inc.Imperial Capital, LLC05-07-2020
Stephen Blake BurtonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2020
Eric Christopher GilbertRaymond James & Associates, Inc.Next Financial Group, Inc.04-03-2020
Rodney Ray HansenRaymond James & Associates, Inc.Stephens04-01-2020
Robin Linduff ByfordRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Kurt Charles CarterRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Michael Robert WojtekRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Marshall Herbert BrooknerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-10-2020
Carlos Rex AponteRaymond James & Associates, Inc.Morgan Stanley11-01-2019
Walter Douglas WilsonRaymond James & Associates, Inc.TD Ameritrade, Inc.10-01-2019
Michael James GapinskiRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Thomas Hardy HugginsRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Nicole Michel BonifaceRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Natanie N. CogburnRaymond James & Associates, Inc.Morgan Stanley09-20-2019
David Edward ThompsonRaymond James & Associates, Inc.Morgan Stanley09-20-2019
Qlirim DautiRaymond James & Associates, Inc.Edward Jones06-14-2019
Christie A. HaydenRaymond James & Associates, Inc.TIAA-CREF Individual & Institutional Services, LLC05-28-2019
Blaze Jerad WrobleskeRaymond James & Associates, Inc.Oppenheimer & Co. Inc.05-13-2019
Luann M HershornRaymond James & Associates, Inc.Morgan Stanley04-30-2019
Ali Z DhanjiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
Serapio Alberto OliveiraRaymond James & Associates, Inc.First Command Financial Planning, Inc.04-01-2019
Geraldo Flores OlivoRaymond James & Associates, Inc.Willis Johnson & Associates, Inc.02-11-2019
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.