Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Gordon Krebs Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20010-27-2011
Thomas Brian PennellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-27-2011
Jennifer Finn DuffyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-27-2011
Sandra J. PetersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2011
James Arthur SchmidtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2011
Robert Campbell FarmerRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15010-02-2012
Katherine Rose FlowersRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.10-02-2012
Frank Talbott IVRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5010-04-2012
Stephen Shirley WilsonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.10-04-2012
David Joseph MehiganRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.01-02-2013
Alfred Lafayette Stratford IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Joseph Lanier Brockman Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Arthur Sumner Brinkley IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Frank Willson Craigie Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Billy Alexander MockRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$1002-13-2013
James Brierly MoonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$1002-13-2013
Peter Weaver Squire Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
James Edward Kane Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Stephen Thomas WhitfieldRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-05-2014
Robert Joseph WoodRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-16-2014
Robert Joseph Wood Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-16-2014
Carlton Lindsay BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-16-2014
Matthew Aaron JohnsonRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$20007-27-2015
Kimberly T HendersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-31-2015
Christopher Lee HolladayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-31-2015
Next Page »

Showing 1 to 25 of 40 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.