Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Lafayette Stratford IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Arthur Sumner Brinkley IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Betty Barker Schutte-BoxRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2510-05-2018
Billy Alexander MockRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$1002-13-2013
Blake E GordonRaymond James & Associates, Inc.Capitol Securities Management, Inc.$1002-15-2017
Carlton Lindsay BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-16-2014
Christopher Lee HolladayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-31-2015
Conrad Kemper WhartonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2017
David Joseph MehiganRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.01-02-2013
Frank Talbott IVRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5010-04-2012
Frank Willson Craigie Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Gordon HeyworthRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-12-2015
James Alexander Baber IVRaymond James & Associates, Inc.Janney Montgomery Scott LLC$21309-27-2017
James Arthur SchmidtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2011
James Brierly MoonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$1002-13-2013
James Edward Kane Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Jason Michael StatutaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Jennifer Finn DuffyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-27-2011
Jennifer S. AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
John R. McKettaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-28-2018
Joseph Lanier Brockman Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Katherine Rose FlowersRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.10-02-2012
Kimberly T HendersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-31-2015
Matthew Aaron JohnsonRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$20007-27-2015
Michael Fowler, Wayne Creef, Jennifer AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26007-18-2019
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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