Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer S. AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Wayne Alan CreefRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Michael Joseph FowlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Jason Michael StatutaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Troy Raymond YenserRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Roger James Shawn IIIRaymond James & Associates, Inc.Capitol Securities Management, Inc.02-15-2017
Gordon HeyworthRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-12-2015
Carlton Lindsay BrownRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-16-2014
Stephen Thomas WhitfieldRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-05-2014
Peter Weaver Squire Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
James Edward Kane Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
David Joseph MehiganRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.01-02-2013
Stephen Shirley WilsonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.10-04-2012
Katherine Rose FlowersRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.10-02-2012
James Arthur SchmidtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2011
Sandra J. PetersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2011
Blake E GordonRaymond James & Associates, Inc.Capitol Securities Management, Inc.$1002-15-2017
Billy Alexander MockRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$1002-13-2013
James Brierly MoonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$1002-13-2013
Jennifer Finn DuffyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-27-2011
Betty Barker Schutte-BoxRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2510-05-2018
John R. McKettaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-28-2018
Arthur Sumner Brinkley IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Frank Willson Craigie Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Scott David CsakyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-07-2018
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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