Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Kirsh JacobsonRaymond James & Associates, Inc.Capital Fiduciary Advisors, LLC04-23-2019
Haldor Marty TorgrimsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-13-2018
James David Perry Jr.Raymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC01-06-2017
Preston A. ThompsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-09-2016
Heidi Gillespie SchenzRaymond James & Associates, Inc.Morgan Stanley$10002-13-2015
Robert D. WinebrennerRaymond James & Associates, Inc.Morgan Stanley$10002-13-2015
Stephen Walter HusseyRaymond James & Associates, Inc.Morgan Stanley$10002-13-2015
Christopher N JohnsonRaymond James & Associates, Inc.Morgan Stanley02-13-2015
Brandon Brossy RoismanRaymond James & Associates, Inc.Morgan Stanley$10007-19-2013
Peter Lewis DewaldRaymond James & Associates, Inc.Morgan Stanley$5007-19-2013
Charles Alvin MusicRaymond James & Associates, Inc.Morgan Stanley$5002-01-2013
Anthony Edward WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1012-07-2012
Jeffrey Ray FaucetteRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-07-2012
John Newman DorseyRaymond James & Associates, Inc.Morgan Stanley$15011-09-2012

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.