Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Mark HubbellRaymond James & Associates, Inc.Snowden Account Services LLC$2503-01-2019
Shane Michael ObrienRaymond James & Associates, Inc.Morgan Stanley02-28-2019
Matthew Christian DonahueRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-22-2019
Jon Thornton DaytonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-19-2019
Timothy Patick RaffertyRaymond James & Associates, Inc.Delta Trust Investments, Inc.$2502-15-2019
Carlos NinoRaymond James & Associates, Inc.Morgan Stanley02-15-2019
Jennifer Lynne RaimondiRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2502-13-2019
Adam Laurence TheriaultRaymond James & Associates, Inc.INTL FCStone Financial Inc.02-13-2019
Ephraim Obioha OkekeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2019
Elana Feldstein MiliantaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-08-2019
Gregory E StevensRaymond James & Associates, Inc.Morgan Stanley$5002-07-2019
Stephen Vincent SpiresRaymond James & Associates, Inc.Morgan Stanley02-07-2019
Scott Gerard BennettRaymond James & Associates, Inc.UBS Financial Services Inc.$10002-01-2019
John Michael SchindlerRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Jeffrey Steven DaviesRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Austin Michael FarahRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Christian Avery AllenRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Joshua Benjamin HenshawRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Michael Anthony YakosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-31-2019
Daniel Erwin JacusRaymond James & Associates, Inc.J.P. Morgan Securities LLC01-30-2019
George Wesley Oliver IVRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$5001-25-2019
William Michael MacfarlaneRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$14301-22-2019
Robert Brian ReeceRaymond James & Associates, Inc.UBS Financial Services Inc.01-17-2019
Martha Ross BraunRaymond James & Associates, Inc.LPL Financial LLC01-16-2019
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
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Showing 76 to 100 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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