Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Virginia Vents GarciaRaymond James Financial Services, Inc.1st Discount Brokerage, Inc.05-11-2012
Rodger Earl Fagerburg Jr.Raymond James Financial Services, Inc.1st Global Capital Corp.09-01-2014
Richard Alan JonesRaymond James Financial Services, Inc.1st Global Capital Corp.03-12-2013
Dominic Joseph GiovannazzoRaymond James Financial Services, Inc.Advantage Investment Management, LLC09-24-2013
Sanjiv Madhao SasteRaymond James Financial Services, Inc.Aegis Capital Corp.02-18-2016
Christopher Charles PearsallRaymond James Financial Services, Inc.Alerus Securities Corporation10-09-2013
Eric Joseph BlakeRaymond James Financial Services, Inc.Allstate Financial Services, LLC$109-08-2014
Joseph Howard FergusonRaymond James Financial Services, Inc.ALPS Distributors, Inc.07-14-2017
Donald Erwin GrossRaymond James Financial Services, Inc.ALPS Distributors, Inc.01-08-2015
Bon Bounkeuat KeomanyRaymond James Financial Services, Inc.Amcore Investment Services, Inc$2503-26-2010
Kenneth Allen BooneRaymond James Financial Services, Inc.Amcore Investment Services, Inc$5003-26-2010
Kevin Brian GirardRaymond James Financial Services, Inc.American Express Financial Advisors Inc.$2505-29-2019
John Wayne ChidwickRaymond James Financial Services, Inc.American Financial Management Group, Ltd.$10002-23-2017
Kim Tejls MortensenRaymond James Financial Services, Inc.American Financial Management Group, Ltd.05-03-2012
James Michael MastersRaymond James Financial Services, Inc.American Funds Distributors, Inc.12-22-2009
Douglas Matthew JamesRaymond James Financial Services, Inc.American Portfolios Financial Services, Inc.$2510-26-2015
Michael John DesmondRaymond James Financial Services, Inc.American Portfolios Financial Services, Inc.04-13-2015
Sean MolloyRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5007-08-2019
Bryan Lee BlackwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-08-2019
Nancy Jean OnderkoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5407-08-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
James Lawrence McLoughlinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5005-29-2019
Leda Yasmine BonillaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-15-2019
Michael Anthony MarroccoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-15-2019
John ViscusoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-15-2018
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Showing 1 to 25 of 3,093 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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