Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Henderson, George Hutter, Megan Giardina, Christine Shea, Patrick KunglRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$37206-17-2019
Austin Heberger, Gavin Lee Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
David AhlquistRaymond James Financial Services, Inc.TIAA Financial Services$60005-28-2019
Sean MolloyRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5007-08-2019
Bryan Lee BlackwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-08-2019
Clifton James LaddRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-02-2019
Tony James WittrockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-02-2019
Kathleen BarlowRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$107-01-2019
Robert Dean Pippenger Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$106-25-2019
Dustin Ness, Chris Nuetzel, Keith Sweigert Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30005-24-2019
Justin G. Davis Raymond James Financial Services, Inc.Wells Fargo Advisors$12003-18-2019
Jason L. RebbeRaymond James Financial Services, Inc.Edward Jones$106-20-2019
Lee Siegal HendersonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-17-2019
George R. HutterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
David A. McBee, Michael M. Mikeska, Michael Peschel, Brittany Smith Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$58704-30-2019
Brian Matthew ReesRaymond James Financial Services, Inc.Vantage Financial Group, Inc.06-07-2019
William Francis Gold Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Philip Brian ChandlerRaymond James Financial Services, Inc.Gage-Wiley & Co., Inc.$106-05-2019
Robert Lee MooreRaymond James Financial Services, Inc.MML Investors Services, LLC06-03-2019
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Francis James DunnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2019
Mary Leanne ScullRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10005-30-2019
Mary Leanne ScullRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10005-30-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
James Lawrence McLoughlinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5005-29-2019
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Showing 1 to 25 of 3,082 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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