Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Henry BechererRaymond James Financial Services, Inc.Sanctuary Securities, Inc.$2504-23-2020
Denise Halford HolderRaymond James Financial Services, Inc.Sanctuary Securities, Inc.$10004-23-2020
Nicholas AdkinsRaymond James Financial Services, Inc.Edward Jones04-17-2020
Bruce A. LewinRaymond James Financial Services, Inc.B. Riley Wealth Management$10004-15-2020
John L. BabautaRaymond James Financial Services, Inc.Cetera Investment Services LLC04-13-2020
Nathan Lee ArlandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
William Edward DendyRaymond James Financial Services, Inc.LPL Financial LLC$15003-31-2020
Todd Allen PaceRaymond James Financial Services, Inc.LPL Financial LLC03-31-2020
Tanner G. MathisRaymond James Financial Services, Inc.LPL Financial LLC$15003-31-2020
Joseph Clayton Ganote IIIRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
Kelley Anne ManningRaymond James Financial Services, Inc.Waddell & Reed03-30-2020
Danielle LumRaymond James Financial Services, Inc.Edward Jones03-27-2020
Francie Lynn BrownRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2020
Michael Jozef OrszulakRaymond James Financial Services, Inc.Infinex Investments, Inc.03-20-2020
Steven R. SchaadRaymond James Financial Services, Inc.Royal Alliance Associates, Inc.03-16-2020
Carlos Fernando MenesesRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.03-13-2020
Richard Gabriel ChaneyRaymond James Financial Services, Inc.LPL Financial LLC03-12-2020
Helen Von Dolteren-FournRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC03-11-2020
Allison Marie FryRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-11-2020
Dennis Thomas ByrneRaymond James Financial Services, Inc.AXA Advisors, LLC03-09-2020
Charles FerssizidisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-09-2020
Shelly Anne WiemannRaymond James Financial Services, Inc.Edward Jones03-05-2020
James L CombsRaymond James Financial Services, Inc.Edward Jones03-05-2020
Chris Allen MessickRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$16803-03-2020
David Thomas PeacockRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$25003-03-2020
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Showing 1 to 25 of 3,810 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.