Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John JenningsRaymond James Financial Services, Inc.Morgan Stanley$10610-04-2019
Jeffrey Hendel, Morgan Weil, Rinaldo Crassa, Peter HalliwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$24509-19-2019
Scott Miller KimballRaymond James Financial Services, Inc.First Western Advisors$15009-30-2019
Jennifer Rae BaldiniRaymond James Financial Services, Inc.Rehmann Financial Network, LLC$5009-27-2019
Eric Calvin WallaceRaymond James Financial Services, Inc.First Western Advisors$15009-26-2019
Cole Alan CooperRaymond James Financial Services, Inc.First Western Advisors$15009-26-2019
Richard Andrew EhliRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-20-2019
John Lawrence DavisRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.09-20-2019
Christopher Michael RayRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.09-20-2019
William Lawrence OckerlundRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-20-2019
Tricia Jean Tompkins-MortonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-20-2019
Peter Glenn HalliwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2509-19-2019
Jeffrey Howard HendelRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$15009-19-2019
Carlos Enrique Caceres Jr.Raymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Alan John DavisRaymond James Financial Services, Inc.CUSO Financial Services, L.P.$1009-19-2019
Robert A. Koba Jr.Raymond James Financial Services, Inc.CUSO Financial Services, L.P.$15009-19-2019
Terrance William ArgesRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Samuel AhnRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
John Keais Hoyt Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10009-19-2019
Colleen Mary WalshRaymond James Financial Services, Inc.Edward Jones$3709-13-2019
Mark Stephan TrimmerRaymond James Financial Services, Inc.RBC Capital Markets, LLC$10009-13-2019
Donald Wayne BaileyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10009-13-2019
Grey Lewis ProwseRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-06-2019
William David BrutusRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-06-2019
Brian James KirshmanRaymond James Financial Services, Inc.Edward Jones$15009-06-2019
Next Page »

Showing 1 to 25 of 2,330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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