Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Keith HeislerRaymond James Financial Services, Inc.INVEST Financial Corporation$1002-08-2010
Yvette Y. BacaRaymond James Financial Services, Inc.Morgan Stanley02-10-2010
Corey P. LuckettRaymond James Financial Services, Inc.LPL Financial LLC02-10-2010
David Graham HillRaymond James Financial Services, Inc.Deutsche Bank Securities Inc.$10002-12-2010
Susan Marie HillRaymond James Financial Services, Inc.Deutsche Bank Securities Inc.02-12-2010
Christopher Robin LakianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2010
Michael A. SavageRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2010
Frederick Hargnett Thomas IIIRaymond James Financial Services, Inc.Morgan Stanley$5002-25-2010
George Graham HillRaymond James Financial Services, Inc.Morgan Stanley$5002-26-2010
Michael James FisetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2010
Lawrence Joseph Kearney Jr.Raymond James Financial Services, Inc.Morgan Stanley$2502-26-2010
John Edward FramptonRaymond James Financial Services, Inc.UBS Financial Services Inc.02-26-2010
Erica S. FisetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2010
Lloyd Thomas ChurchRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.03-04-2010
Edwin Reed FoxRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.03-09-2010
Mark Stephen BrienzaRaymond James Financial Services, Inc.Morgan Stanley$5003-12-2010
Steven Joseph ShadeedRaymond James Financial Services, Inc.Morgan Stanley$5003-12-2010
Richard George MedichRaymond James Financial Services, Inc.Morgan Stanley$5003-12-2010
Nicholas Edward BonnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-12-2010
Karen Sue MyersRaymond James Financial Services, Inc.Morgan Stanley03-12-2010
Mark William BublitzRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2010
Ty Anthony GaroRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.03-16-2010
Lawrence Thomas GiannoneRaymond James Financial Services, Inc.Morgan Stanley$5003-18-2010
Edward William BurnsRaymond James Financial Services, Inc.Morgan Stanley03-19-2010
Joseph Alan Giangreco Jr.Raymond James Financial Services, Inc.Morgan Stanley$10003-26-2010
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Showing 251 to 275 of 2,331 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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