Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Allen BooneRaymond James Financial Services, Inc.Amcore Investment Services, Inc$5003-26-2010
Bon B Bounkeuat KeomanyRaymond James Financial Services, Inc.Amcore Investment Services, Inc03-26-2010
Jeffrey August HausingerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2010
Eric Gerald BrockbergRaymond James Financial Services, Inc.AXA Advisors, LLC$5004-01-2010
Philip Norman ConstansRaymond James Financial Services, Inc.Edward Jones$1004-09-2010
Matthew James SchaferRaymond James Financial Services, Inc.UBS Financial Services Inc.$15004-15-2010
William Randolph BowerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-19-2010
Amy Elizabeth Scott-StoltzRaymond James Financial Services, Inc.LPL Financial LLC04-22-2010
Jason Jan SgrignoliRaymond James Financial Services, Inc.Morgan Stanley04-23-2010
Beverly Jean GuslerRaymond James Financial Services, Inc.Edward Jones04-26-2010
John Charles NewellRaymond James Financial Services, Inc.Nationwide Securities, LLC$5005-05-2010
Peter Bruce RothRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-07-2010
Raymond Shala RhoadesRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2010
John Edward BarnesRaymond James Financial Services, Inc.Morgan Stanley$5005-14-2010
Anthony Andrew NiedduRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1005-28-2010
Deane Michael HaflingRaymond James Financial Services, Inc.Edward Jones$1006-04-2010
Robert Terrence TinklerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$10006-08-2010
William Schuyler GrayRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10006-11-2010
Nathan Dean MoserRaymond James Financial Services, Inc.Morgan Stanley06-11-2010
Tamara Virginia DouglassRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-16-2010
Charles Frost WhiteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-18-2010
Mark J. BakerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2010
Mary Joanne MetroRaymond James Financial Services, Inc.Edward Jones$10006-23-2010
H Todd RoggenRaymond James Financial Services, Inc.UBS Financial Services Inc.$10006-23-2010
Jonathan James SchiffRaymond James Financial Services, Inc.UBS Financial Services Inc.$2507-02-2010
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Showing 276 to 300 of 2,295 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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