Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Alan KrugRaymond James Financial Services, Inc.Centaurus Financial, Inc.07-19-2010
Ricky Marcel RhodesRaymond James Financial Services, Inc.Morgan Stanley07-20-2010
John Marcus SellersRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2010
Michael John FarneRaymond James Financial Services, Inc.Edward Jones$2507-30-2010
Steven Troy JonesRaymond James Financial Services, Inc.Wells Fargo Investments, LLC$10008-03-2010
Tyler Anthony LulayRaymond James Financial Services, Inc.NYLIFE Securities LLC08-04-2010
Michael Joseph ChellRaymond James Financial Services, Inc.Sterne, Agee & Leach, Inc.08-12-2010
Kathleen Lois GordonRaymond James Financial Services, Inc.Edward Jones$10008-13-2010
Benjamin Wayne GriffithRaymond James Financial Services, Inc.Foresters Financial Services, Inc.08-13-2010
Larry Elliot PaulRaymond James Financial Services, Inc.H. Beck, Inc.$5008-18-2010
Thomas R. MeadowsRaymond James Financial Services, Inc.New England Securities08-31-2010
Drew Moore McMillinRaymond James Financial Services, Inc.Asset Planning Corporation08-31-2010
Brian Dennis TrimbleRaymond James Financial Services, Inc.Edward Jones09-02-2010
Mark A. LasseigneRaymond James Financial Services, Inc.Morgan Stanley09-03-2010
Darren Michael OlivioRaymond James Financial Services, Inc.Chase Investment Services Corp.09-07-2010
Jerry David MartinRaymond James Financial Services, Inc.TBT Securities L.C.$10009-08-2010
Mitzi Elaine BjorkRaymond James Financial Services, Inc.TBT Securities L.C.09-08-2010
Janet Suzanne FryeRaymond James Financial Services, Inc.Infinex Investments, Inc.09-09-2010
Kevin Mack WootenRaymond James Financial Services, Inc.Edward Jones09-10-2010
Mark Thomas MangieriRaymond James Financial Services, Inc.First Brokerage America, LLC09-13-2010
Christian T. MaederRaymond James Financial Services, Inc.Edward Jones$2509-14-2010
Robert William VolpeRaymond James Financial Services, Inc.Edward Jones$5009-16-2010
Wayne Scott DictorRaymond James Financial Services, Inc.LPL Financial LLC$10009-17-2010
Brent Larkin ShakespeareRaymond James Financial Services, Inc.Edward Jones$2509-20-2010
Eric Richard FeathersRaymond James Financial Services, Inc.LPL Financial LLC$2509-22-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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