Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Kevin CrimminsRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Kelly J. RhoadesRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Thomas Jeffrey BakerRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Sarah B. CannonRaymond James Financial Services, Inc.LPL Financial LLC09-22-2010
Bruce Edward McKeeRaymond James Financial Services, Inc.UBS Financial Services Inc.09-24-2010
Brenda Kay DavisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2010
George Michael TuckerRaymond James Financial Services, Inc.Principal Securities, Inc.$2509-29-2010
Samuel Agostino OrlandoRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.10-08-2010
David Edwin Trendler Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$5010-15-2010
Charles Benjamin BrewerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2010
Roderick Iain DuxburyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-19-2010
Chad Brian HumphreyRaymond James Financial Services, Inc.LPL Financial LLC10-27-2010
William Joseph HannanRaymond James Financial Services, Inc.Investment Professionals, Inc.10-28-2010
Derek Glenn TrythallRaymond James Financial Services, Inc.Edward Jones10-28-2010
Stephen Joseph HollingsworthRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-29-2010
Thomas Edward NobleRaymond James Financial Services, Inc.NRP Financial, Inc.$15011-05-2010
Cheri Lynette PayneRaymond James Financial Services, Inc.NRP Financial, Inc.11-05-2010
David Louis AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
Mark LawRaymond James Financial Services, Inc.Yellowstone Partners$5011-08-2010
William Mctyeire Goldfinch IVRaymond James Financial Services, Inc.Edward Jones11-12-2010
Drew Jamison MunsonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2010
David John CressRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15011-22-2010
Timothy Ray ThompsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-22-2010
Paul Homer MasseyRaymond James Financial Services, Inc.Securities America, Inc.11-30-2010
George Nicholas BrownRaymond James Financial Services, Inc.Edward Jones12-06-2010
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Showing 326 to 350 of 2,330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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