Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathy Genelle BrittonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-09-2012
Harris Brett HansonRaymond James Financial Services, Inc.Edward Jones03-09-2012
Douglas James FrevertRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5003-15-2012
Kristi Dawn HefleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-15-2012
Tracy Lee SilpeRaymond James Financial Services, Inc.Commonwealth Financial Network03-15-2012
Curtis Tilman Hinshaw IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-16-2012
Kenneth M. WachterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-21-2012
James John McGrathRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-21-2012
John Martin LynchRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$37203-22-2012
Molly Ryan CroyleRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10003-22-2012
Lindsay JohnsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1003-22-2012
Arthur Robert DelucaRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Andrew Steven FentressRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Cynthia S. ThompsonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-30-2012
Edward Denton AriailRaymond James Financial Services, Inc.Morgan Stanley04-04-2012
Jerold Don RossRaymond James Financial Services, Inc.Edward Jones$10004-05-2012
Jason Alan GuentherRaymond James Financial Services, Inc.Stevens Wealth Management LLC04-11-2012
David Roger OlnickRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.04-13-2012
Steven Frank SchiebelhuthRaymond James Financial Services, Inc.Chase Investment Services Corp.04-13-2012
Michael A. SchultzRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-20-2012
Kevan M. MelchiorreRaymond James Financial Services, Inc.Goldman Sachs & Co.05-01-2012
Julie M. KingRaymond James Financial Services, Inc.UBS Financial Services Inc.05-02-2012
Dwayne Cedric StallingsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2012
Gerald Burch Gill Jr.Raymond James Financial Services, Inc.MSEC, LLC$2505-07-2012
Scott Allen MillerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2012
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Showing 526 to 550 of 2,354 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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