Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin Tye HellamsRaymond James Financial Services, Inc.Hilltop Securities Inc.06-10-2009
Timothy Paul CannuliRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2009
James Walter Daehler Sr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-12-2009
Valerie Kay EnzRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Lance Franklin ThompsonRaymond James Financial Services, Inc.Morgan Stanley06-12-2009
Bernard Arthur CliftonRaymond James Financial Services, Inc.UBS Financial Services Inc.$5006-19-2009
Adam Wade AllenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-19-2009
James Lowell HemphillRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
David Joseph SattlerRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
Alexander Stuart TaubRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2009
John Constantine ZannakisRaymond James Financial Services, Inc.Morgan Stanley06-25-2009
Richard Thomas HoldenRaymond James Financial Services, Inc.Morgan Stanley06-26-2009
Craig Frederick BuhrendorfRaymond James Financial Services, Inc.Morgan Stanley$2506-29-2009
Gordon David WollmanRaymond James Financial Services, Inc.SagePoint Financial, Inc.$10007-01-2009
Richelle Ranae HoferRaymond James Financial Services, Inc.SagePoint Financial, Inc.07-01-2009
George Steven Wolfe Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$1007-02-2009
Gloria Ann FernRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2009
Craven Earl GreenRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2009
John Robert Pira Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC07-06-2009
Jimmy Lee BoyleRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-07-2009
Darreld Christian Hutchins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-09-2009
Patrick Martin MullenRaymond James Financial Services, Inc.Morgan Stanley07-10-2009
Christopher R. MarinerRaymond James Financial Services, Inc.Edward Jones07-10-2009
John Emil CarlsonRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-13-2009
Lawrence Jett Hoskins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-16-2009
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Showing 126 to 150 of 2,331 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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