Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Timothy GeskeRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-16-2009
Jeffery Scott FehrmanRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
Karen Strickland StewartRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
William Clarke ArnoldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-17-2009
William B. CaywoodRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
Karen S. McKenzieRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
Virginia Agee GrayRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
Kenneth L. WathenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-20-2009
Charles Victor Kimmel IIIRaymond James Financial Services, Inc.Northern Lights Distributors, LLC07-22-2009
Richard Val ChristensenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2009
Jerry Dean ScarrowRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2009
Cody Tjas JohnsonRaymond James Financial Services, Inc.Edward Jones07-23-2009
Leslie Warren WinegardenRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc$5007-24-2009
Michael Alan O'DellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2009
Robert Stith Northington Jr.Raymond James Financial Services, Inc.Morgan Stanley07-24-2009
Norbert Joseph ForcheskieRaymond James Financial Services, Inc.Edward Jones07-24-2009
Richard Barry FishelRaymond James Financial Services, Inc.Morgan Stanley$10007-31-2009
Mark Clifton LewisRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.07-31-2009
Joseph Thomas FishelRaymond James Financial Services, Inc.Morgan Stanley07-31-2009
Kerry Mayo HorneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-06-2009
Stephen Edward KruchtenRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
James Leonard PetersonRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Roger Jon AndersonRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Gavin Robert BurnsRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Kraig Thomas RowekampRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
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Showing 151 to 175 of 2,330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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