Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl Daniel DuitsmanRaymond James Financial Services, Inc.Edward Jones$1008-28-2009
Steven Gilbert JohnsonRaymond James Financial Services, Inc.Morgan Stanley$5009-04-2009
Jeffrey Donor BarreraRaymond James Financial Services, Inc.Chase Investment Services Corp.09-04-2009
Diane Louise LudwigRaymond James Financial Services, Inc.Chase Investment Services Corp.09-08-2009
Michael Stephen ConstantineRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2009
Mary Ann TayloeRaymond James Financial Services, Inc.Morgan Stanley$2509-11-2009
Joey Anton BitzRaymond James Financial Services, Inc.Morgan Stanley09-11-2009
Douglas Marvin ReesRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
Louis Michael RicciardiRaymond James Financial Services, Inc.UBS Financial Services Inc.09-25-2009
Thomas Ray LoganRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
Dean Roger Larabee IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.09-25-2009
Victor Joseph AdintRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
Jason Scott HucksRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$20009-30-2009
Lance SkalnikRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Angela Joan LynchRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Billy Cade PetersonRaymond James Financial Services, Inc.Morgan Stanley10-01-2009
James Allen Dickson Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5010-02-2009
Dennis Lee KoonsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2009
Philip Allan Byers Jr.Raymond James Financial Services, Inc.Morgan Stanley10-16-2009
Robert James BuckelewRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$20010-20-2009
Henry Woodfin GrahamRaymond James Financial Services, Inc.Morgan Stanley10-30-2009
Lloyd Barrett GrahamRaymond James Financial Services, Inc.Morgan Stanley10-30-2009
Angela Faye PetersonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1011-02-2009
David Charles KirkRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5011-11-2009
Stephen Michael GishRaymond James Financial Services, Inc.PNC Investments11-11-2009
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Showing 201 to 225 of 2,330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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