Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
Karl John SevierRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-02-2009
Christopher Steven LangeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-02-2009
Nathan Allen EllerbeeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-02-2009
Nicholas Peter BednarczykRaymond James Financial Services, Inc.LPL Financial LLC$5001-07-2009
Gary Lee CollierRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5001-12-2009
Craig Denney VossRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2501-12-2009
Curt Paul ArcementRaymond James Financial Services, Inc.Citigroup Global Markets Inc.01-16-2009
Jeffrey Lee FrancisRaymond James Financial Services, Inc.FTB Advisors, Inc.01-21-2009
Jill Elizabeth SuttonRaymond James Financial Services, Inc.FTB Advisors, Inc.01-21-2009
Rasik K. ShahRaymond James Financial Services, Inc.UBS Financial Services Inc.$2501-23-2009
Andrew W. Lamar IIIRaymond James Financial Services, Inc.Edward Jones01-30-2009
Robert Hickey WetzelRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2502-02-2009
Debora Ann CraigRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-06-2009
John Charles O'KeeffeRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-12-2009
Randall Arthur JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-13-2009
Joel Andrew DoviRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2502-13-2009
Fernando Santos ErenetaRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-13-2009
Angie Sue SaylerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-17-2009
Nathan Wakefield FisherRaymond James Financial Services, Inc.Edward Jones$15002-19-2009
Herbert William Nix Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-19-2009
Douglas Allan MacCormackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Aaron Carey UndsethRaymond James Financial Services, Inc.Edward Jones$1002-20-2009
Kenneth Joseph FitzpatrickRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-20-2009
Gary Wayne KeyfauverRaymond James Financial Services, Inc.AXA Advisors, LLC02-20-2009
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Showing 1 to 25 of 2,330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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