Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Clifford BarronRaymond James Financial Services, Inc.Edward Jones12-06-2010
Jason P. DimeoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2010
Jason Legrand SladeRaymond James Financial Services, Inc.Edward Jones12-09-2010
Steven R. HolleyRaymond James Financial Services, Inc.Morgan Stanley12-10-2010
Christopher Wayne HudecRaymond James Financial Services, Inc.Edward Jones12-17-2010
Loretta Petersen StrongRaymond James Financial Services, Inc.Edward Jones12-22-2010
Jonathan Ongcuangco ReyesRaymond James Financial Services, Inc.Chase Investment Services Corp.01-06-2011
Marc Philip ScheinerRaymond James Financial Services, Inc.Morgan Stanley01-12-2011
Carl Randy RodgersRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-24-2011
Herbert Lyman Ormond IIIRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10001-28-2011
Jessica Anne ThompsonRaymond James Financial Services, Inc.Edward Jones$1002-01-2011
Gregory Michael ReedRaymond James Financial Services, Inc.Cetera Investment Services LLC$10002-04-2011
Matthew Michael RistveyRaymond James Financial Services, Inc.LPL Financial LLC02-04-2011
Lewis Anthony Rosa IIIRaymond James Financial Services, Inc.LPL Financial LLC02-04-2011
Yvan Huu CaoRaymond James Financial Services, Inc.Edward Jones02-11-2011
Frederick Francis Judd IIIRaymond James Financial Services, Inc.Infinex Investments, Inc.02-14-2011
Lawrence Lewis MorseRaymond James Financial Services, Inc.Edward Jones$2502-17-2011
Grant Arthur GochinRaymond James Financial Services, Inc.UBS Financial Services Inc.$5002-18-2011
Randy Robert FlickerRaymond James Financial Services, Inc.Chase Investment Services Corp.02-25-2011
Lance Avery DunnRaymond James Financial Services, Inc.BancWest Investment Services, Inc.02-28-2011
Hershel Wayne FlanaganRaymond James Financial Services, Inc.MetLife Securities Inc.$1003-04-2011
Gregory H. FlanaganRaymond James Financial Services, Inc.MetLife Securities Inc.$1003-04-2011
James Dennis MartinRaymond James Financial Services, Inc.LPL Financial LLC03-04-2011
Ricky Wade Boyette Jr.Raymond James Financial Services, Inc.MetLife Securities Inc.03-04-2011
Steven Gregory BlouseRaymond James Financial Services, Inc.Morgan Stanley$2503-11-2011
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Showing 351 to 375 of 2,354 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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